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Score = @/@ Answers Summary An Exercise in Self-Control: IT & Auditing Mitigate Risk & Create Business Value 0 0 0 Control = Influence, Demand, Regulate, Dominate, Rule 437000000 0 0 A Barrage of Compliance Requirements 1337000000 0 0 Why All the Attention on Control Frameworks? 3537000000 0 0 Section 404 Consequences 4580000000 0 0 The Big Three for SOX-404! 5249000000 0 0 Integrated Frameworks 6028000000 0 0 COSO’s Definition Source: COSO’s Internal Control – Integrated Framework, 1992 6679000000 0 0 COSO Cube Source: COSO’s Internal Control – Integrated Framework, 1992 7017000000 0 0 #1: Control Environment 8608000000 0 0 Leveraging Controls - COSO Perspective (source: COSO’s Internal Control – Integrated Framework, 1992) 9480000000 0 0 Leveraging Controls - COSO Perspective (source: COSO’s Internal Control – Integrated Framework, 1992) 12018000000 0 0 Management Documentation per PCAOB Auditing Standard #2 12800000000 0 0 Presentation Paused 13384000000 0 0 Presentation Resumed 13466000000 0 0 Challenges 13640000000 0 0 COSO’s ERM Framework Source: COSO’s Enterprise Risk Management – Integrated Framework, 2004 15706000000 0 0 Applying the ERM Framework 16439000000 0 0 Technology Implications 16828000000 0 0 All Aspects Must be Considered 18845000000 0 0 Presentation Paused 20581000000 0 0 Presentation Resumed 20812000000 0 0 Control Objectives for Information and related Technology (COBIT) 20823000000 0 0 IT Control Levels 21680000000 0 0 Slide 21 22580000000 0 0 Data Management Considerations 23071000000 0 0 Business Impacts 24219000000 0 0 Business Impacts 26054000000 0 0 Keeping it all in Perspective 27428000000 0 0 PwC Survey (1,324 CEOs throughout the world surveyed last fall) 27914000000 0 0 Key Takeaways 29079000000 0 0 Questions? 30519000000 0 0 23 32 0 0 13 Title An Exercise in Self Control DC.title 4 Video HTMLFile EmbededPlayerJS ProductionInfoXML 4 C:\Documents and Settings\Lynnea Brown\My Documents\IMERGE\Presentation Files\An Exercise in Self Control\An Exercise in Self Control\An Exercise in Self Control.swf 27733780 Video 0 1 C:\Documents and Settings\Lynnea Brown\My Documents\IMERGE\Presentation Files\An Exercise in Self Control\An Exercise in Self Control\An Exercise in Self Control.htm 0 HTMLFile 0 1 C:\Documents and Settings\Lynnea Brown\My Documents\IMERGE\Presentation Files\An Exercise in Self Control\An Exercise in Self Control\swfobject.js 0 EmbededPlayerJS 0 1 C:\Documents and Settings\Lynnea Brown\My Documents\IMERGE\Presentation Files\An Exercise in Self Control\An Exercise in Self Control\ProductionInfo.xml 0 ProductionInfoXML 0 1 C:\Documents and Settings\Lynnea Brown\My Documents\IMERGE\Presentation Files\An Exercise in Self Control\An Exercise in Self Control\ SWF 1 1 27733780 -1 -1 C:\DOCUME~1\LYNNEA~1\LOCALS~1\Temp\ 0 1 1 0 Template.$[AnyExtension] 1 0 1 1 0 1 17 1 0 0 0 1 0 ID-26AF7300-7962-4D0F-9A9D-4C883AC7028B 0:00:05.03 en 2 8 An Exercise in Self Control 0 Techsmith Screen Capture Codec 1 0 0 Microsoft Sans Serif 0 0 0 1 4 75 30 0 0 onyx 7 0 1 1 1 10 3 0x00C0C0C0 1 336 270 1 MM:SS 1 1 1 100 0 1 1 1 Arial 0x00000000 0 http:// 0 1 0